Financial AdviserProfile

Swann Financial Limited

Public-record profile
39 South Bar Street, Banbury, OX16 9AE
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Profile data from public records and claimed profile updates where available

Not fully verified by VerifiedAdvisers: This profile has been generated from public records. The firm has not yet claimed this page, so we have not completed all member verification checks. Public records can be incomplete or change over time.

Swann Financial Limited is listed as a FCA appointed representative in the OX16 9AE area. Registered at Companies House in 2021. FCA records list St. James's Place Wealth Management Plc as the principal firm for this appointed representative. Listed service areas include Investment Advisory.

Founded
2021
Type
FCA appointed representative
Company No.
13817025
SIC
66190
Services
1

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Services

Investment Advisory

Verified By

FCA Register Checked

Regulatory Context

FCA principal firm

St. James's Place Wealth Management Plc, FRN 195351 (Full)

Companies House

SWANN FINANCIAL LIMITED is active and was incorporated on 24 December 2021.

Nature of business: 66190 - Activities auxiliary to financial intermediation n.e.c.

Registered office: 39 South Bar Street, Banbury, OX16 9AE, England

Authorisations

FCAactive
Reference: 451053
Type: FCA appointed representative
Company no.: 13817025
Verified:
View public register

Company Snapshot

Industry
Financial & Investment Services
Data Freshness
Stale (> 1 year)
Accounts last made up to
31 March 2025
Accounts next due
31 December 2026
Accounts type
Total Exemption Full
Employees
38
Equity
£217
Cash
£402,892
Fixed assets
£12,622,051
Current assets
£1,015,302
Net current assets/liabilities
-£3,572,292
Charges
0
Outstanding charges
0
Insolvency cases
0
View Companies House profile

People and Control

Active directors

COOLING, Peter
Appointed 24 December 2021
DOB: 8/1961
GORE, Claire
Appointed 3 November 2022
DOB: 11/1979
PIGOTT, Simon
Appointed 24 December 2021
DOB: 1/1964
SOMMERFIELD, Raymond
Appointed 24 December 2021
DOB: 4/1970
SWANN, Andrew
Appointed 24 December 2021
DOB: 6/1966

Recent Filings

6 January 2026
CS01
confirmation statement with no updates
11 December 2025
AA
accounts with accounts type total exemption full
3 January 2025
CS01
confirmation statement with no updates
3 January 2025
CH01
change person director company with change date
27 December 2024
CH01
change person director company with change date
24 December 2024
CH01
change person director company with change date

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Location

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ℹ️ Public Records: This profile has been generated from official public records. The adviser has not yet claimed or verified these details.