Financial AdviserProfile

AJ Brokers Limited

Public-record profile
1 George Yard, 4th Floor, City Of, London, EC3V 9DF
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Profile data from public records and claimed profile updates where available

Not fully verified by VerifiedAdvisers: This profile has been generated from public records. The firm has not yet claimed this page, so we have not completed all member verification checks. Public records can be incomplete or change over time.

AJ Brokers Limited is listed as a FCA appointed representative in the EC3V 9DF area. Registered at Companies House in 2013. FCA records list Independent Broking Solutions Limited as the principal firm for this appointed representative. Listed service areas include Investment Advisory.

Founded
2013
Type
FCA appointed representative
Company No.
08753750
SIC
66220
Services
1

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Services

Investment Advisory

Verified By

FCA Register Checked

Regulatory Context

FCA principal firm

Independent Broking Solutions Limited, FRN 312026 (Full)

Companies House

AJ BROKERS LIMITED is active and was incorporated on 29 October 2013.

Nature of business: 66220 - Activities of insurance agents and brokers

Registered office: 1 George Yard, 4th Floor, London, EC3V 9DF, England

Authorisations

FCAactive
Reference: 646612
Type: FCA appointed representative
Company no.: 08753750
Verified:
View public register

Company Snapshot

Industry
66220
Data Freshness
Stale (> 1 year)
Accounts last made up to
31 December 2024
Accounts next due
30 September 2026
Accounts type
Micro Entity
Employees
8
Equity
£282,774
Fixed assets
-
Current assets
£387,244
Net current assets/liabilities
£387,244
Charges
0
Outstanding charges
0
Insolvency cases
0
View Companies House profile

People and Control

Active directors

READINGS, Nicholas Beresford
Appointed 28 January 2015
DOB: 6/1952
SPRULES, Jonathan David
Appointed 12 January 2022
DOB: 6/1968
UPTON, Andrew David
Appointed 29 September 2014
DOB: 6/1970
UPTON, Joanne
Appointed 28 January 2015
DOB: 3/1970

Persons with significant control

Mr Andrew David Upton
Individual Person With Significant Control, Ownership Of Shares 25 To 50 Percent, Voting Rights 25 To 50 Percent
DOB: 6/1970
Mrs Joanne Upton
Individual Person With Significant Control, Ownership Of Shares 25 To 50 Percent, Voting Rights 25 To 50 Percent
DOB: 3/1970

Recent Filings

2 March 2026
AD01
change registered office address company with date old address new address
25 February 2026
AD01
change registered office address company with date old address new address
4 February 2026
AD01
change registered office address company with date old address new address
30 October 2025
CS01
confirmation statement with no updates
5 September 2025
AA
accounts with accounts type micro entity
30 October 2024
CS01
confirmation statement with no updates

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ℹ️ Public Records: This profile has been generated from official public records. The adviser has not yet claimed or verified these details.