Client Fact-Find Builder
Generate a tailored fact-find questionnaire for IFA, accountant or mortgage-advice onboarding.
Compliance note: Professional-use tool only. Outputs are working drafts for adviser review and are not tax, legal, investment, pension, mortgage, insurance, regulatory or financial advice. Verify all figures, assumptions, deadlines and wording against current HMRC, FCA, Companies House and professional-body requirements before using with a client.
CLIENT FACT-FIND Client: Client Profession: IFA Questions: 1. Objectives and priorities Notes: ______________________________ 2. Income and expenditure Notes: ______________________________ 3. Assets and liabilities Notes: ______________________________ 4. Dependants Notes: ______________________________ 5. Investment experience Notes: ______________________________ 6. Attitude to risk Notes: ______________________________ 7. Capacity for loss Notes: ______________________________ 8. Vulnerability/support needs Notes: ______________________________ Client intro: Hi Client, Before our meeting, please complete the fact-find questions below. This helps us understand your situation and identify what advice or support may be appropriate. Compliance note: This is a draft fact-find for adviser review. Tailor it to the regulated activity, client type, vulnerability needs and firm process before use.